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Evidence Governance

LMU/COICP Example

Evidence Governance Example

Govern LMU/COICP evidence creation, review, durability, quality, evidence gaps, handoff evidence completeness, and pilot-readiness limits.

Cross-Cutting Evidence Governance Everything Important Leaves Evidence

Example purpose

This artifact defines how evidence is created, reviewed, preserved, and used across LMU/COICP.

The project’s core evidence principle is:

Everything important leaves evidence.

For LMU/COICP, this is not just documentation doctrine. It is a governance rule for release, operations, deployment, monitoring, stewardship, and any future pilot decision.

Project

LMU Campus Operations and Incident Coordination Platform

Document control

Field Value
Artifact owner LMU Architecture Review Board Chair
Primary reviewers Product Owner, Product Engineer, IT security reviewer, AI reviewer, Compliance reviewer
Status Accepted for internal-review evidence governance
Last updated 2026-07-06
Repository target docs/project-workspace/governance/evidence_governance.md
Related scope Evidence creation, review, preservation, and decision use

Evidence principles

  • Everything important leaves evidence.
  • Evidence must be reviewable by future LMU engineers and reviewers.
  • Evidence must distinguish normal path, failure path, accepted risk, and unverified gap.
  • Evidence must identify owner, decision, limitation, and route.
  • Evidence must be strong enough to support release and stewardship decisions.
  • Missing evidence is a governance issue, not a documentation inconvenience.

Evidence categories

Category LMU Examples Repository Location
Vision evidence COICP problem, LMU stakeholders, scope docs/project-workspace/vision/
Requirements evidence incident intake, evidence, access, AI, emergency boundary docs/project-workspace/requirements/
Planning evidence milestones, owners, RACI, risks docs/project-workspace/planning/
Architecture evidence component boundaries, evidence flow, ADRs docs/project-workspace/architecture/
Design evidence workflows, data model, errors, handoff behavior docs/project-workspace/design/
Implementation evidence implementation log, AI use, defect notes docs/project-workspace/implementation/
Integration evidence integration review, findings, accepted baseline docs/project-workspace/integration/
Testing evidence tests, defects, verification matrix docs/project-workspace/testing/
Release evidence release candidate, decision, scope, conditions docs/project-workspace/release/
Operations evidence support, monitoring plan, risks docs/project-workspace/operations/
Deployment evidence deployment ID, dataset, access, rollback docs/project-workspace/deployment/
Monitoring evidence monitoring metrics, events, incidents, feedback docs/project-workspace/monitoring/
Stewardship evidence lessons, backlog, next-cycle recommendations docs/project-workspace/stewardship/
Governance evidence controls, risks, AI, release, stewardship governance docs/project-workspace/governance/

Evidence quality rules

Rule Description
Traceable Evidence links back to a work item, requirement, decision, risk, stage, reviewer, or defect.
Durable Evidence is stored in the repository.
Specific Evidence states what happened, what was checked, what was observed, or what was decided.
Honest Evidence identifies gaps and known limitations.
Useful Evidence supports future review, release, operations, stewardship, or governance.
Owned Evidence has an accountable reviewer or owner.
Routable Evidence can be routed to the correct ETIS stage when action is needed.

Evidence review responsibilities

Evidence Area LMU Reviewer Review Trigger
Evidence event behavior Architecture Review Board chair Before release readiness and after monitoring
Handoff evidence completeness Architecture Review Board chair / Product Engineer Before any pilot discussion
Access-control evidence IT security reviewer Before real-user pilot
AI evidence AI reviewer Before any AI capability release
Data evidence Compliance reviewer Before use of production-like data
Release evidence Product Owner Before deployment or pilot
Monitoring evidence Product Owner and assigned reviewers After each review window
Stewardship evidence Product Owner Before next-cycle planning

Current evidence strengths

  • Normal incident creation evidence was observed during the March review.
  • Deployment evidence identifies RC-001, deployment ID, dataset, and approved accounts.
  • Monitoring evidence includes concrete metrics and named LMU reviewer groups.
  • No-incident evidence is preserved.
  • AI-disabled evidence is strong.
  • Stewardship routes defects and improvements to specific stages.

Current evidence gaps

Gap Impact Owner Route
Evidence write failure behavior remains unverified. Auditability under failure is unknown. Architecture Review Board ES-109
Handoff evidence gaps observed in MON-OBS-003. Cross-office workflow trust is incomplete. Product Engineer / Architecture Review Board ES-107 / ES-109
Full access-control matrix evidence remains incomplete. Real-user pilot is blocked. IT Security Reviewer ES-109
Operational pilot evidence does not exist. Pilot expansion cannot be justified. Product Owner ES-110 / ES-111
AI runtime evidence does not exist because AI is disabled. AI capability cannot be released. AI Reviewer Future AI readiness cycle
Retention evidence for production-like data does not exist. Real/sensitive data remains blocked. Compliance Reviewer Governance / ES-111

Evidence governance decision

Evidence is adequate for internal engineering review and stewardship learning.
Evidence is not adequate for operational pilot expansion.

Continue to Risk and Exception Governance

Govern release-blocking risks, accepted exceptions, escalation triggers, and visibility rules.

Open Risk and Exception Governance →