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AI Monitoring Record

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AI Monitoring Record

Monitor AI status, AI behavior, human review, fallback, rejection, prohibited data exclusion, evidence, and AI stop/restrict triggers.

ES-113 AI Monitoring AI Control Evidence

Template purpose

Use this template to monitor AI-related behavior during operation, or to explicitly state that AI is disabled or not used.

Project

<Project name>

Document control

Field Value
Artifact owner <owner>
Primary reviewers <reviewers>
Status <draft / active / reviewed / accepted>
Last updated <YYYY-MM-DD>
Related Engineering Stage ES-113 — Operations and Monitoring
Project workspace target docs/project-workspace/monitoring/ai_monitoring_record.md

AI status

<AI active / AI disabled / AI not used>

AI monitoring register

Check Result Evidence Notes
<check> <pass / fail / concern / not applicable> <evidence> <notes>

AI behavior checks

Area Expected Behavior Observed Behavior Concern?
Human review <expected> <observed> <yes / no / n/a>
Rejection / override <expected> <observed> <yes / no / n/a>
Fallback behavior <expected> <observed> <yes / no / n/a>
Prohibited data exclusion <expected> <observed> <yes / no / n/a>
Output quality <expected> <observed> <yes / no / n/a>
User transparency <expected> <observed> <yes / no / n/a>
Evidence preservation <expected> <observed> <yes / no / n/a>

AI concerns

Concern Impact Action Owner
<concern> <impact> <action> <owner>

AI stop / restrict triggers

Trigger Action Authority
<trigger> <action> <authority>

Review checklist

  • [ ] AI status is explicit.
  • [ ] AI monitoring checks have evidence.
  • [ ] Human review, fallback, rejection, and evidence behavior are monitored where relevant.
  • [ ] AI concerns have owners and actions.
  • [ ] AI stop/restrict triggers are documented.

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